Romance of the Three Kingdoms, written by
Luo Guanzhong in the 14th century,
is a Chinese
historical novel based on the events in the turbulent years near the
end of the
Han Dynasty and the
Three Kingdoms era of
Chinese history, starting in 169 and ending with the reunification of the land in 280.
The story (part historical, part legend, and part myth) chronicles
the lives of feudal lords and their retainers, who tried to replace the
dwindling Han Dynasty or restore it. While the novel actually follows
literally hundreds of characters, the focus is mainly on the three power
blocs that emerged from the remnants of the Han Dynasty, and would
eventually form the three states of
Cao Wei,
Shu Han, and
Eastern Wu.
The novel deals with the plots, personal and army battles, intrigues,
and struggles of these states to achieve dominance for almost 100 years.
This novel also gives readers a sense of how the Chinese view their
history in a cyclical lense. The famous opening lines of the novel
summarize this view:
It is a general truism of this world that anything long divided will surely unite, and anything long united will surely divide (話說天下大勢,分久必合,合久必分).
Romance of the Three Kingdoms is acclaimed as one of the
Four Great Classical Novels of
Chinese literature; it has a total of 800,000 words and nearly a thousand dramatic characters (mostly historical) in 120 chapters.
The novel is among the most beloved works of literature in East Asia,
and it is arguably the most widely read historical novel in late imperial and modern China.
The Story
Yellow Turban Rebellion
In the final years of the
Han Dynasty, incompetent
eunuchs deceive the
emperor
and persecute good officials, and the government becomes extremely
corrupt on all levels, leading to widespread deterioration of the
empire. During the reign of the penultimate Han sovereign,
Emperor Ling, the
Yellow Turban Rebellion breaks out under the leadership of
Zhang Jue (a.k.a. Zhang Jiao).
The rebellion is barely suppressed by troops under the command of
He Jin, General-in-Chief of the imperial armies. Fearing his growing power, the eunuchs led by
Zhang Rang lure He Jin into the palace and murder him. He Jin's stunned guards, led by
Yuan Shao,
respond by charging into the palace to kill all eunuchs for revenge,
which turns into indiscriminate slaughter. In the ensuing chaos, the
child
Emperor Shao and the
Prince of Chenliu disappear from the palace.
Dong Zhuo's reign of terror
The missing emperor and prince are found later by soldiers of the warlord
Dong Zhuo, who proceeds to seize control of the capital city
Luoyang
under the pretext of protecting the emperor. Dong later deposes Emperor
Shao and replaces him with the Prince of Chenliu, who becomes known as
Emperor Xian. Dong usurps state power and starts a reign of terror in
which innocents are persecuted and the common people suffer. Wu Fu and
Cao Cao attempt to assassinate Dong Zhuo but both fail.
Cao Cao manages to escape and issues an imperial edict in the
emperor's name to all regional warlords and governors, calling them to
rise up against Dong Zhuo. Under Yuan Shao's leadership, eighteen
warlords form a coalition force in a
campaign against Dong Zhuo, but undermined by poor leadership and conflict of interest, they only manage to drive Dong from Luoyang to
Chang'an. Dong Zhuo is eventually betrayed and killed by his foster son
Lü Bu in a dispute over the beautiful maiden
Diaochan.
Conflict among the various warlords and nobles
In the meantime, the empire is already disintegrating into civil war.
Sun Jian finds the
Imperial Seal
and keeps it secretly for himself, further weakening royal authority.
Without a strong central government, warlords begin to rise and fight
each other for land, plunging China into a state of
anarchy. In the north, Yuan Shao and
Gongsun Zan are at war, and in the south, Sun Jian and
Liu Biao. Many others, even those without title or land, such as Cao Cao and
Liu Bei, are also starting to build up power.
Cao Cao rescues Emperor Xian from Dong Zhuo's followers and establishes the new imperial court in
Xuchang. Cao Cao proceeds to defeat his rivals such as
Lü Bu,
Yuan Shu and
Zhang Xiu before scoring a tactical victory over Yuan Shao in the
Battle of Guandu despite being vastly outnumbered. Through his conquests, Cao unites the
Central Plains and northern China under his rule, and the lands he controlled would serve as the foundation for the state of
Cao Wei in the future.
Sun Ce builds a dynasty in Jiangdong
Meanwhile, an ambush had violently concluded Sun Jian's life in a war
with Liu Biao, fulfilling Sun's own rash oath to heaven. His eldest son
Sun Ce delivers the Imperial Seal as a tribute to the rising royal pretender,
Yuan Shu of
Huainan, in exchange for reinforcements. Sun secures himself a state in the rich riverlands of Jiangdong, on which the state of
Eastern Wu
will eventually be founded. Tragically, Sun Ce also dies at the
pinnacle of his career from illness under stress of his terrifying
encounter with the ghost of
Yu Ji, a venerable magician whom he had falsely accused and executed in jealousy. However, his younger brother
Sun Quan, who succeeds him, proves to be a capable and charismatic ruler. Sun, assisted by skilled advisors
Zhou Yu and
Zhang Zhao, inspires hidden talents such as
Lu Su to join his service, and builds up a strong military force.
Liu Bei's ambition
Liu Bei recruiting Zhuge Liang, from
Visiting the Thatched Hut Three Times, a
Ming Dynasty painting by
Dai Jin (1388-1462).
Liu Bei, along with his sworn brothers
Guan Yu and
Zhang Fei, swear allegiance to the Han Dynasty in the famous
Oath of the Peach Garden
and pledge to do their best for the country. However, their goals and
ambitions are not realized until the later part of the novel. Liu is not
recognized for his efforts in quelling the Yellow Turban Rebellion and
is merely appointed as a junior magistrate. They join Gongsun Zan and
participate in the campaign against Dong Zhuo. Liu Bei becomes the
governor of Xu Province after
Tao Qian passes on the post to him. Liu loses the province when
Lü Bu seizes control of it with the help of a defector and he joins Cao Cao in defeating Lü at the
Battle of Xiapi.
While Cao Cao subtly reveals his intention to usurp state power, Liu
Bei is officially recognised by Emperor Xian as the Imperial Uncle and
seen as a saviour to help the emperor deal with Cao.
Liu Bei leaves Cao Cao eventually and seizes Xu Province from Cao's
newly appointed governor Che Zhou. In retaliation, Cao attacks Xu
Province and defeats Liu, forcing Liu to seek refuge under Yuan Shao for
a brief period of time. Liu finds a new base in
Runan
after leaving Yuan but is defeated by Cao Cao's forces once again. He
retreats to Jing Province to join Liu Biao and is placed in charge of
Xinye. At Xinye, Liu recruits the genius strategist
Zhuge Liang personally and builds up his forces.
Battle of Red Cliffs
Cao Cao declares himself
chancellor
and leads his troops to attack southern China after uniting the north.
He is defeated twice at Xinye by Liu Bei's forces but Liu loses the city
as well. Liu leads his men and the civilians of Xinye on an exodus
southwards and they arrive at Jiangxia (present-day
Yunmeng County,
Hubei) where Liu establishes a foothold against Cao Cao.
To resist Cao Cao, Liu Bei sends Zhuge Liang to persuade Sun Quan to
form an alliance. Zhuge succeeds in his diplomatic mission and remains
in Jiangdong as a temporary advisor to Sun Quan. Sun places Zhou Yu in
command of the armies of Jiangdong (Eastern Wu) in preparation for an
upcoming war with Cao Cao. Zhou feels that Zhuge will become a future
threat to Eastern Wu and he tries to kill Zhuge on a few occasions but
he fails and decides to co-operate with Zhuge for the time being. Cao
Cao is defeated at the
Battle of Red Cliffs by the allied forces of Sun Quan and Liu Bei and he is forced to retreat north.
Traditional site of the Red Cliff
Sun Quan and Liu Bei begin vying for control of Jing Province after
their victory and Liu seizes the province from Cao Cao after following
Zhuge Liang's strategy. Sun Quan is unhappy and sends emissaries to ask
Liu Bei for Jing Province, but Liu dismisses the envoys each time with
different excuses. Sun uses some strategies proposed by Zhou Yu to take
the land, of which the most famous is the "Beauty Scheme." Sun intends
to lure Liu Bei to Jiangdong to marry his sister
Lady Sun
and hold Liu hostage to exchange his freedom for Jing Province, but the
plot fails and the newly-wed couple return home safely. Zhou Yu tries
to take Jing Province repeatedly but his plans are foiled three times by
Zhuge Liang.
Liu Bei's takeover of Yi Province
After Zhou Yu's death, relations between Liu Bei and Sun Quan
gradually deteriorate but not to the point of open conflict. In
accordance with Zhuge Liang's
Longzhong Plan, Liu Bei leads his troops into Yi Province in the west and
takes over the land from the incompetent noble
Liu Zhang.
By then, Liu Bei rules a vast area of land from Jing Province to Yi
Province in the west, which will serve as the foundation for the future
state of
Shu Han. He proclaims himself "King of Hanzhong" after his victory over Cao Cao in the
Hanzhong Campaign.
At the same time, Cao has also been granted the title of "King of
Wei" by the emperor and Sun Quan became known as the "Duke of Wu". In
the east, Sun Quan and Cao Cao's forces clash at the
Battle of Ruxukou and
Battle of Xiaoyao Ford
with victories and defeats for both sides. The situation among the
three major powers reaches a stalemate after this until Cao Cao's death.
Death of Guan Yu
Meanwhile, Sun Quan plots to take Jing Province after tiring of Liu
Bei's repeated refusals to hand the land over. He makes peace with Cao
Cao and becomes a vassal of Cao with the title of "King of Wu". Guan Yu,
who is in charge of Jing Province, leads his troops to attack
Cao Ren in the
Battle of Fancheng. Sun Quan sends
Lü Meng to lead his troops to
seize Jing Province
while Guan is away, as part of his secret agreement with Cao Cao. Guan
is caught off guard and loses Jing Province before he realizes it. He
retreats to Maicheng, where he is heavily surrounded by Sun Quan's
forces, while his army gradually shrinks in size as many of his troops
desert or surrender to the enemy. In desperation, Guan attempts to break
out of the siege but fails and is captured in an ambush. He is executed
on Sun Quan's orders after refusing to renounce his loyalty to Liu Bei.
Shortly after Guan Yu's death, Cao Cao dies of a brain tumor and his son
Cao Pi
usurps the throne, effectively ending the Han Dynasty and Cao renames
his new dynasty "Cao Wei". In response, Liu Bei proclaims himself
emperor, to carry on the bloodline of the Han Dynasty. While Liu Bei is
planning to avenge Guan Yu, his other sworn brother Zhang Fei is
assassinated in his sleep by his subordinates, who have defected to Sun
Quan.
Battle of Xiaoting
As Liu Bei leads a large army to attack Sun Quan to avenge Guan Yu,
Sun attempts to appease Liu by offering him the return of Jing Province.
Liu's advisers, including Zhuge Liang, urge him to accept Sun's tokens
of peace, but Liu persists in vengeance. After initial victories, a
series of strategic mistakes due to the impetuosity of Liu leads to the
cataclysmic defeat of Shu Han in the
Battle of Xiaoting.
Lu Xun, the commander of Sun Quan's forces, refrains from pursuing the retreating Shu Han troops after encountering Zhuge Liang's
Stone Sentinel Maze.
An artist's impression of
Zhuge Liang holding his trademark feather fan.
Liu Bei dies in Baidicheng from illness shortly after his defeat. In a
moving final conversation between Liu on his deathbed and Zhuge Liang,
Liu grants Zhuge the authority to take the throne if his successor
Liu Shan proves to be an inept ruler. Zhuge refuses and swears that he will remain faithful to the trust Liu Bei had placed in him.
Zhuge Liang's campaigns
After Liu Bei's death, as advised by
Sima Yi, Cao Pi induces several forces, including Sun Quan, turncoat Shu general
Meng Da,
Meng Huo of the
Nanman and the
Qiang
tribes, to attack Shu Han, in coordination with a Cao Wei army. Zhuge
Liang manages to send the five armies retreating without any bloodshed.
An envoy from Shu Han named
Deng Zhi subsequently persuades Sun Quan to renew the former alliance with Shu Han. Zhuge Liang personally leads
a southern campaign
against the Nanman barbarian king Meng Huo. Meng is defeated and
captured seven times, but Zhuge releases him each time and allows him to
come back for another battle, in order to win Meng over. The seventh
time, Meng refuses to leave and decides to swear allegiance to Shu Han
forever.
After pacifying the south, Zhuge Liang leads the Shu Han army on
five military expeditions
to attack Cao Wei in order to restore the Han Dynasty. However, Zhuge's
days are numbered as he had been suffering from chronic
tuberculosis
all along, and his condition worsens under stress from the campaigns.
His last significant victory over Cao Wei is probably the defection of
Jiang Wei, a promising young general who is well-versed in military strategy. Zhuge Liang dies of illness at the
Battle of Wuzhang Plains
while leading a stalemate battle against his nemesis, the Cao Wei
commander Sima Yi. Before his death, Zhuge orders his trusted generals
to build a statue of himself and use it to scare away the enemy in order
to buy time for the Shu Han army to retreat safely.
End of the Three Kingdoms
The long years of battle between Shu Han and Cao Wei sees many
changes in the ruling Cao family in Cao Wei. The influence of the Caos
weakens after the death of
Cao Rui and the state power of Cao Wei eventually falls into the hands of the Sima clan, headed by Sima Yi's sons
Sima Shi and
Sima Zhao.
In Shu Han, Jiang Wei inherits Zhuge Liang's legacy and continues to lead another
nine campaigns
against Cao Wei for a bitter three decades, but he fails to achieve any
significant success. Moreover, the ruler of Shu Han, Liu Shan, is
incompetent and places faith in treacherous officials, further leading
to the decline of the kingdom.
Shu Han is eventually conquered by Cao Wei. Jiang Wei attempts to restore Shu Han with the help of
Zhong Hui
but their plans are exposed and both of them are killed by Sima Zhao's
troops. After the fall of Shu Han in 263, Sima Zhao's son
Sima Yan forces the last Wei ruler,
Cao Huan,
to abdicate his throne in 265, officially ending the Cao Wei dynasty.
Sima Yan, having already been proclaimed the Prince of Jin in the
previous year, then formally establishes the
Jin Dynasty.
In Eastern Wu, there has been internal conflict among the nobles ever since the death of Sun Quan, with
Zhuge Ke and
Sun Lin making attempts to usurp state power. Although stability is restored temporarily, the last Wu ruler
Sun Hao
appears to be a tyrant who does not make any efforts to strengthen his
kingdom. Eastern Wu, the last of the Three Kingdoms, is finally
conquered by Jin
after a long period of struggle in the year 280, thus marking the end
of the near century-long era of civil strife known as the Three Kingdoms
period.
Source : Wikipedia